Audit Manager II TDS

TD Description

TD Securities provides a wide range of M&A advisory, capital markets products and services to corporate, government and institutional clients. The firm works with clients around the world, focusing selectively and strategically on the key financial centers: Toronto, Montreal, Calgary, Vancouver, New York, London, Singapore and Tokyo. www.td.com

Job Description

The Audit Manager II provides specialized in-depth subject matter expertise and is responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes. The Audit Manager II may act as a specialized resource on audits, based on subject matter expertise. This role leads and/or provides supervisory oversight to complex audits and ensures completion.
Job Description
Job Description
Depth & Scope:

Works autonomously and accountable for acting as a lead within a specialized audit practice area and may provide work direction to others
Provides seasoned specialized knowledge, advice and/or guidance to various stakeholders and team members
May lead and/or provide supervisory oversight to complex audits and ensure completion
Advanced knowledge of external competition, industry and/or market trends in relation to own function/business
Scope of role may have enterprise impact
Undertakes and completes a variety of complex audit projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise
May oversee and/or independently perform concurrent multiple audits and related tasks from end to end
Ability to process and handle confidential information with discretion
Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets
Performs testing of critical areas of audit; performs review of audit documentation; oversees findings follow up and issue validation
Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met
Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise
Acts as primary contact with management regarding audit scope, findings and status

Job Requirements

  • Must be eligible for employment under regulatory standards applicable to the position.


  • Qualifications

    Undergraduate degree or relevant professional certifications, accounting designations, or equivalent education required
    7+ years of relevant experience
    Advanced knowledge of audit standards, procedures, laws, rules and regulations
    Knowledge of risk management environment, standards and regulations
    Knowledge of current and emerging trends
    Skilled in mentoring, coaching and performance management
    Skilled in using computer applications including MS Office
    Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
    Ability to communicate effectively in both oral and written form
    Ability to work collaboratively and build relationships across teams and functions
    Ability to work successfully as a member of a team and independently
    Ability to exercise sound judgement in making decisions
    Ability to analyze, organize and prioritize work while meeting multiple deadlines
    Ability to contribute to strategic direction of the audit function and provide advice to senior leadership
    PREFERRED QUALIFICATIONS:
    Certifications: CISA,CISM, CISSP
    Securities industry experience: Trading, Equities,
    Bonds & Wholesale Banking
    IT Audit Experience

    Inclusiveness

    At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.

    If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

    EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.