Compliance Consultant

Job Location: New York, NY and Bridgewater, NJ.

Department:

The Corporate Ethics and Compliance Department (CEC) manages the firm's compliance risks to prevent violations of law, rule, or regulation, and designs and delivers a compliance risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. CEC is a risk-based department, focused on emerging risks, and providing constructive challenge to the business and functions, partnering closely with them to implement strong processes and effective controls, as well as to better foster and embed a culture of compliance. CEC monitors trends and changes in regulations and develops and implements firmwide and divisional policies and procedures.

The Role :

The Compliance Consultant for US Group Business and Financial Wellness and Engagement will be a strategic partner and advisor to MetLife's U.S. Group Benefits business, including MetLife Legal Plans and Pet Insurance, MetLife's Global Employee Benefits business and MetLife's Financial Wellness and Engagement business (collectively, the "Business"). As an individual contributor, the Compliance Consultant will be responsible for compliance coverage for the Business. This role entails working closely and collaborating with the Business and functions on strategic initiatives and emerging issues. In this capacity, this role will be responsible for offering credible challenge, escalation of issues and reporting as appropriate, and working closely with the Business to implement controls and guidelines while ensuring compliance with global and regional policies, procedures and standards, law, rule and regulation. The individual will be required to plan, lead, and execute comprehensive compliance reviews to assess whether MetLife's business controls are operating as intended and effectively mitigating material compliance and regulatory risks and to advise and counsel the business on appropriate remedial measures. This position will also independently manage compliance projects and work directly with business management on various compliance matters as well as other duties as prescribed.

This role will report to the VP and Head of Group Benefits Compliance and will serve a critical senior role on the Group Benefits Compliance team.

Key Relationships:
  • Reports to: VP and Head of Group Benefits Compliance
  • Direct reports/team: None.
  • Key Stakeholders: Direct reports to the Senior Leadership Teams of US Group Benefits and Financial Wellness and Engagement


Key Responsibilities:
  • Manages compliance projects from initial stages through implementation of corrective actions
  • Provides direction to business partners with regard to the impact of laws and regulations, and helps with the development of policies and procedures.
  • Leads compliance reviews of business units' operating practices and administrative procedures to identify areas of potential compliance risk.
  • Identifies, monitors and tests key controls, as prescribed by the annual testing & monitoring plan.
  • Communicates results of compliance reviews to Senior Compliance Managers and Business Leaders.
  • Where necessary, advises the Business on the design and efficacy of appropriate controls and risk mitigation strategies.


Essential Business Experience and Technical Skills:
  • Bachelor's degree required;
  • 4+ years of experience in compliance, risk, legal, insurance, financial services.
  • Demonstrated ability to engage in complex problem solving and analytical thinking as required
  • Effective Communications Skills
  • Relationship Building Abilities


Preferred :
  • JD, MBA, or CPA a plus;
  • Financial or Insurance industry professional certifications or designations a plus
  • Solid knowledge of compliance testing or audit experience preferred
  • Knowledge of Company operations, systems, and transactions, or Company financial products and services a plus


MetLife Success Principles
  • Experiment with Confidence - Courageously learn and test new ideas without fear of failure
  • Act with Urgency - Demonstrate speed to action with agility and determination
  • Seek Diverse Perspectives - Source ideas and feedback to expand thinking and make informed decisions
  • Seize Opportunity - Drive responsible growth and identify areas for continuous improvement
  • Champion Inclusion - Foster an environment where everyone is valued, heard, and can speak up
  • Create Alignment - Partner with others across the organization with candor and transparency
  • Take Responsibility - Be accountable and act in pursuit of the right outcomes
  • Enable Solutions - Anticipate and address obstacles while managing risk
  • Deliver What Matters - Execute meaningful priorities and follow through on commitments

MetLife:

MetLife, through its subsidiaries and affiliates, is one of the world's leading financial services companies, providing insurance, annuities, employee benefits and asset management to help its individual and institutional customers navigate their changing world. Founded in 1868, MetLife has operations in more than 40 countries and holds leading market positions in the United States, Japan, Latin America, Asia, Europe and the Middle East.

We are one of the largest institutional investors in the U.S. with $642.4 billion of total assets under management as of March 31, 2021. We are ranked #46 on the Fortune 500 list for 2021. In 2020, we were named to the Dow Jones Sustainability Index (DJSI) for the fifth year in a row. DJSI is a global index to track the leading sustainability-driven companies. We are proud to have been named to Fortune magazine's 2021 list of the "World's Most Admired Companies."

MetLife is committed to building a purpose-driven and inclusive culture that energizes our people. Our employees work every day to help build a more confident future for people around the world.

We want to make it simple for all interested and qualified candidates to apply for employment opportunities with MetLife. For further information about how to request a reasonable accommodation, please click on the Disability Accommodations link below.

MetLife is a proud Equal Employment Opportunity and Affirmative Action employer dedicated to attracting, retaining, and developing a diverse and inclusive workforce. All qualified applicants will receive consideration for employment at MetLife without regards to race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic/civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.

MetLife maintains a drug-free workplace.

Requisition #: 121037